This section includes a variety of guidelines to assist you in creating and maintaining good risk management practices in the running of your firm. The guideline areas range from setting up practice to managing your files. These resources are intended to help minimise the risks arising from the daily operations of the firm.
The guidelines provided are intended as a general overview only and should be adapted to suit your firm's needs.
You can quickly move between documents simply by clicking on the tabs below.
Setting Up A New Firm
| Start Up Guidelines |
PDF |
Word |
| Partnership Agreement Guidelines |
PDF |
Word |
| Basic Hiring Guidelines |
PDF |
Word |
| Guide to Writing A Business Plan |
PDF |
Word |
File Management
Others
| Business Continuity Guidelines |
PDF |
Word |
| Contingency Guidelines |
PDF |
Word |
| Critical Information List |
PDF |
Word |
| Human Resource Policy & Procedures |
PDF |
Word |
| Succession Plan Template |
PDF |
Word |
| Simple Ways to Improve and Avoid a Claim |
PDF |
Word |