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Firm Management Guidelines

This section includes a variety of guidelines to assist you in creating and maintaining good risk management practices in the running of your firm. The guideline areas range from setting up practice to managing your files. These resources are intended to help minimise the risks arising from the daily operations of the firm. 

The guidelines provided are intended as a general overview only and should be adapted to suit your firm's needs. 

You can quickly move between documents simply by clicking on the tabs below.

Setting Up A New Firm

Start Up Guidelines  PDF Word
Partnership Agreement Guidelines PDF Word
Basic Hiring Guidelines PDF Word
Guide to Writing A Business Plan PDF Word

File Management

File Closure Guidelines PDF Word
File Transfer Guidelines PDF Word
Conflict System Setup Guide PDF Word

Others

Business Continuity Guidelines PDF Word
Contingency Guidelines PDF Word
Critical Information List PDF Word
Human Resource Policy & Procedures PDF Word
Succession Plan Template PDF Word
Simple Ways to Improve and Avoid a Claim PDF Word