This section includes a variety of checklists and guides to assist you in creating and maintaining good risk management practices in the running of your firm. The checklist/guideline areas range from setting up practice to managing your files. These resources are intended to help minimise the risks arising from the daily operations of the firm.
The checklists provided are intended as a general guide only and should be adapted to suit your firm's needs.
You can quickly move between documents simply by clicking on the tabs below.
Setting Up A New Firm
| Start Up Checklist |
PDF |
Word |
| Partnership Agreement Checklist |
PDF |
Word |
| Basic Hiring Checklist |
PDF |
Word |
| Guide to Writing A Business Plan |
PDF |
Word |
File Management
Others
| Business Continuity Checklist |
PDF |
Word |
| Contingency Checklist |
PDF |
Word |
| Critical Information List |
PDF |
Word |
| Human Resource Policy & Procedures |
PDF |
Word |
| Succession Plan Template |
PDF |
Word |
| Simple Ways to Improve and Avoid a Claim |
PDF |
Word |